# Sarbanes Oxley on The No Agenda Show Sarbanes Oxley comes up in 16 chapters across 16 episodes of The No Agenda Show, from January 2008 to January 2022. - **Chapters:** 16 - **Episodes:** 16 - **Discussed:** January 2008 – January 2022 - **Related topics:** [Sarbanes-oxley](https://search.noagendashow.net/topic/sarbanes-oxley.md), [Financial Regulation](https://search.noagendashow.net/topic/financial-regulation.md), [Ipo](https://search.noagendashow.net/topic/ipo.md), [Enron](https://search.noagendashow.net/topic/enron.md), [Glass-steagall](https://search.noagendashow.net/topic/glass-steagall.md), [Banking Cartel](https://search.noagendashow.net/topic/banking-cartel.md), [Banking Reform](https://search.noagendashow.net/topic/banking-reform.md), [Boston Marathon Bombing](https://search.noagendashow.net/topic/boston-marathon-bombing.md), [C-span](https://search.noagendashow.net/topic/c-span.md), [Capital Markets](https://search.noagendashow.net/topic/capital-markets.md) ## Chapters 1–16 of 16 ### Sarbanes-Oxley Act, Novel Legal Strategy for Jan 6 - **Episode:** [1414: Coof Croup](https://search.noagendashow.net/episode/1414-coof-croup.md) - **Published:** 2022-01-09 - **Time:** 2:23:27–2:25:52 - **Transcript:** https://search.noagendashow.net/episode/1414-coof-croup/chapter/sarbanes-oxley-act-novel-legal-strategy-for-jan-6.md Prosecutors are using a novel legal argument to charge January 6th defendants with "corruptly obstructing an official proceeding," a law originally passed as part of the Sarbanes-Oxley Act following the Enron scandal. While the law was intended for financial document destruction, judges in D.C. have so far allowed it to apply to the certification of the election. This charge carries a maximum 20-year prison sentence. Keywords: [sarbanes-oxley](https://search.noagendashow.net/topic/sarbanes-oxley.md), [enron](https://search.noagendashow.net/topic/enron.md), [obstruction](https://search.noagendashow.net/topic/obstruction.md), 18 usc 1512, [lawfare](https://search.noagendashow.net/topic/lawfare.md) ### Sarbanes-Oxley Act and Browser History Indictments - **Episode:** [728: It's the Mold!](https://search.noagendashow.net/episode/728-it-s-the-mold.md) - **Published:** 2015-06-07 - **Time:** 2:08:45–2:13:04 - **Transcript:** https://search.noagendashow.net/episode/728-it-s-the-mold/chapter/sarbanes-oxley-act-and-browser-history-indictments.md The Sarbanes-Oxley Act, originally intended for corporate fraud, is being used by the FBI to prosecute individuals for deleting their digital records. Khairullozhon Matanov, an acquaintance of the Tsarnaev brothers, was sentenced to 30 months in prison for clearing his browser history. The hosts warn that "helping" the FBI can lead to entrapment and that the law is being applied broadly to digital data. Keywords: [sarbanes-oxley](https://search.noagendashow.net/topic/sarbanes-oxley.md), [fbi](https://search.noagendashow.net/topic/fbi.md), browser history, khairullozhon matanov, [boston marathon bombing](https://search.noagendashow.net/topic/boston-marathon-bombing.md) ### No Agenda Social Success and Knighting Ceremony - **Episode:** [704: Faschtech](https://search.noagendashow.net/episode/704-faschtech.md) - **Published:** 2015-03-15 - **Time:** 2:39:55–2:44:52 - **Transcript:** https://search.noagendashow.net/episode/704-faschtech/chapter/no-agenda-social-success-and-knighting-ceremony.md A listener story from Facebook describes how knowledge gained from No Agenda regarding Sarbanes-Oxley and Fukushima helped her during a successful date. The hosts then conduct a formal knighting ceremony for Kevin Brosseau ("Sir K-Town") and Brian Gilbo ("Sir Brian the Miserable IT Guy"). They also mention that Thomas Nussbaum has been elevated to the rank of Earl. Keywords: [facebook](https://search.noagendashow.net/topic/facebook.md), [sarbanes-oxley](https://search.noagendashow.net/topic/sarbanes-oxley.md), [fukushima](https://search.noagendashow.net/topic/fukushima.md), [knighting](https://search.noagendashow.net/topic/knighting.md), [thomas nussbaum](https://search.noagendashow.net/topic/thomas-nussbaum.md), kevin brosseau ### Corporate Email Retention and Discovery Evasion - **Episode:** [630: Double Twister](https://search.noagendashow.net/episode/630-double-twister.md) - **Published:** 2014-07-02 - **Time:** 2:13:54–2:20:34 - **Transcript:** https://search.noagendashow.net/episode/630-double-twister/chapter/corporate-email-retention-and-discovery-evasion.md IT professionals share insights into how large corporations and government agencies, including the US Navy, use strict email retention policies to limit legal discovery. These policies often involve small inbox quotas and automatic deletion of older messages to ensure no paper trail exists for future litigation. Keywords: [sarbanes-oxley](https://search.noagendashow.net/topic/sarbanes-oxley.md), email retention, litigation hold, [navy](https://search.noagendashow.net/topic/navy.md), [windows xp](https://search.noagendashow.net/topic/windows-xp.md) ### IRS Email Scandal, Lois Lerner and Sarbanes-Oxley Standards - **Episode:** [626: Preemptive Prosecution](https://search.noagendashow.net/episode/626-preemptive-prosecution.md) - **Published:** 2014-06-15 - **Time:** 2:37:38–2:44:17 - **Transcript:** https://search.noagendashow.net/episode/626-preemptive-prosecution/chapter/irs-email-scandal-lois-lerner-and-sarbanes-oxley-standards.md The IRS's claim that it lost years of Lois Lerner's emails due to a "computer glitch" is contrasted with the strict data retention requirements of the Sarbanes-Oxley Act. While private sector executives face up to 20 years in prison for failing to maintain email archives, the IRS Commissioner John Koskinen suggests that retrieving the subpoenaed documents would take years. The hosts argue that the government is exempting itself from the very transparency laws it imposes on corporations. Keywords: [lois lerner](https://search.noagendashow.net/topic/lois-lerner.md), [irs](https://search.noagendashow.net/topic/irs.md), [sarbanes-oxley](https://search.noagendashow.net/topic/sarbanes-oxley.md), [john koskinen](https://search.noagendashow.net/topic/john-koskinen.md), email archive ### MF Global Bankruptcy and John Corzine's Congressional Testimony - **Episode:** [365: Trojan Horse](https://search.noagendashow.net/episode/365-trojan-horse.md) - **Published:** 2011-12-15 - **Time:** 52:20–1:05:13 - **Transcript:** https://search.noagendashow.net/episode/365-trojan-horse/chapter/mf-global-bankruptcy-and-john-corzine-s-congressional-testimony.md Former Goldman Sachs CEO and New Jersey Governor John Corzine testifies before the Senate regarding $1.2 billion in missing customer funds at MF Global. Despite being a co-author of the Sarbanes-Oxley Act, Corzine claims he does not know where the money went, leading to accusations of criminal intermingling of funds. Keywords: [mf global](https://search.noagendashow.net/topic/mf-global.md), [john corzine](https://search.noagendashow.net/topic/john-corzine.md), [sarbanes-oxley](https://search.noagendashow.net/topic/sarbanes-oxley.md), [goldman sachs](https://search.noagendashow.net/topic/goldman-sachs.md), [debbie stabenow](https://search.noagendashow.net/topic/debbie-stabenow.md), missing funds ### Financial Regulatory Complexity and Dodd-Frank Page Counts - **Episode:** [326: Carbon Cops](https://search.noagendashow.net/episode/326-carbon-cops.md) - **Published:** 2011-07-31 - **Time:** 44:58–47:13 - **Transcript:** https://search.noagendashow.net/episode/326-carbon-cops/chapter/financial-regulatory-complexity-and-dodd-frank-page-counts.md The complexity of modern financial regulation is highlighted by comparing the page counts of major acts: Glass-Steagall (34 pages), Sarbanes-Oxley (66 pages), and Dodd-Frank (over 2,000 pages). The discussion posits that this extreme complexity serves the interests of the international banking cartel and hinders economic activity like IPOs. Keywords: [dodd-frank](https://search.noagendashow.net/topic/dodd-frank.md), [glass-steagall](https://search.noagendashow.net/topic/glass-steagall.md), [sarbanes-oxley](https://search.noagendashow.net/topic/sarbanes-oxley.md), [financial regulation](https://search.noagendashow.net/topic/financial-regulation.md), [banking cartel](https://search.noagendashow.net/topic/banking-cartel.md) ### Global Donor Shout-outs, Malmo Pronunciation - **Episode:** [273: Nap for Humanity](https://search.noagendashow.net/episode/273-nap-for-humanity.md) - **Published:** 2011-01-27 - **Time:** 1:16:48–1:20:18 - **Transcript:** https://search.noagendashow.net/episode/273-nap-for-humanity/chapter/global-donor-shout-outs-malmo-pronunciation.md Donations arrive from the UK, Sweden, and various parts of the US. The hosts discuss the correct pronunciation of Malmo, Sweden, following a listener correction regarding umlauts. A listener from Baltimore mentions the importance of the show's coverage of Sarbanes-Oxley and water fluoridation. Keywords: [no agenda records](https://search.noagendashow.net/topic/no-agenda-records.md), [sweden](https://search.noagendashow.net/topic/sweden.md), [malmo](https://search.noagendashow.net/topic/malmo.md), [sarbanes-oxley](https://search.noagendashow.net/topic/sarbanes-oxley.md), [fluoride](https://search.noagendashow.net/topic/fluoride.md) ### Home Depot Founder on Sarbanes-Oxley Regulations - **Episode:** [237: Just Hiking](https://search.noagendashow.net/episode/237-just-hiking.md) - **Published:** 2010-09-23 - **Time:** 1:48:54–1:52:06 - **Transcript:** https://search.noagendashow.net/episode/237-just-hiking/chapter/home-depot-founder-on-sarbanes-oxley-regulations.md The founder of Home Depot states in an interview that the company could not be started today due to the restrictive regulations of the Sarbanes-Oxley Act. He argues that the high cost of compliance prevents small companies from going public and raising the capital necessary for growth, effectively killing the IPO market for businesses earning less than $400 million. Keywords: [home depot](https://search.noagendashow.net/topic/home-depot.md), [sarbanes-oxley](https://search.noagendashow.net/topic/sarbanes-oxley.md), [ipo](https://search.noagendashow.net/topic/ipo.md), [capital markets](https://search.noagendashow.net/topic/capital-markets.md), [regulations](https://search.noagendashow.net/topic/regulations.md) ### Derivatives Market, Glass-Steagall and Sarbanes-Oxley - **Episode:** [218: Former Soviet Spy](https://search.noagendashow.net/episode/218-former-soviet-spy.md) - **Published:** 2010-07-18 - **Time:** 32:34–36:46 - **Transcript:** https://search.noagendashow.net/episode/218-former-soviet-spy/chapter/derivatives-market-glass-steagall-and-sarbanes-oxley.md The hosts criticize the 2022 deadline for new derivatives regulations, arguing the delay renders the reform ineffective. They question why the Glass-Steagall Act was not reinstated to separate commercial and investment banking. Additionally, Sarbanes-Oxley is described as a protectionist bill for accounting firms that shifted the burden of proof onto corporate boards while failing to prevent fraud. Keywords: [derivatives](https://search.noagendashow.net/topic/derivatives.md), [glass-steagall](https://search.noagendashow.net/topic/glass-steagall.md), [sarbanes-oxley](https://search.noagendashow.net/topic/sarbanes-oxley.md), [banking reform](https://search.noagendashow.net/topic/banking-reform.md), [c-span](https://search.noagendashow.net/topic/c-span.md) ### City of London Financial Enclave and Sarbanes-Oxley - **Episode:** [84: Jobs Justice and Climate](https://search.noagendashow.net/episode/84-jobs-justice-and-climate.md) - **Published:** 2009-03-29 - **Time:** 11:54–13:45 - **Transcript:** https://search.noagendashow.net/episode/84-jobs-justice-and-climate/chapter/city-of-london-financial-enclave-and-sarbanes-oxley.md The City of London is described as a unique, sovereign-like financial entity within London with its own laws and police force. The discussion touches on how regulations like Sarbanes-Oxley drove the IPO market to the UK and mentions the upcoming G20 protests scheduled for early April. Keywords: [city of london](https://search.noagendashow.net/topic/city-of-london.md), [sarbanes-oxley](https://search.noagendashow.net/topic/sarbanes-oxley.md), [financial regulation](https://search.noagendashow.net/topic/financial-regulation.md), g20 protests, private police ### Sarbanes-Oxley and the Lack of IPO Markets - **Episode:** [69: The Third Shoe Show](https://search.noagendashow.net/episode/69-the-third-shoe-show.md) - **Published:** 2009-02-05 - **Time:** 1:01:06–1:03:42 - **Transcript:** https://search.noagendashow.net/episode/69-the-third-shoe-show/chapter/sarbanes-oxley-and-the-lack-of-ipo-markets.md The collapse of the IPO market is attributed to the Sarbanes-Oxley Act of 2002, which increased the cost and complexity of going public. The hosts argue that the lack of traditional IPOs forced financial institutions to create risky real estate investment packages to maintain profits. Personal anecdotes about the "pricing meeting" process during an IPO are shared to illustrate industry "scams." Keywords: [sarbanes-oxley](https://search.noagendashow.net/topic/sarbanes-oxley.md), [ipo](https://search.noagendashow.net/topic/ipo.md), [real estate](https://search.noagendashow.net/topic/real-estate.md), [investment](https://search.noagendashow.net/topic/investment.md), [financial collapse](https://search.noagendashow.net/topic/financial-collapse.md) ### Private Banking, Kidnap Insurance and Lawsuits - **Episode:** [29: The Zen "Offer"](https://search.noagendashow.net/episode/29-the-zen-offer.md) - **Published:** 2008-05-03 - **Time:** 1:19:48–1:23:26 - **Transcript:** https://search.noagendashow.net/episode/29-the-zen-offer/chapter/private-banking-kidnap-insurance-and-lawsuits.md High-net-worth individuals are often targeted by private banks offering specialized services such as anonymous kidnap insurance and offshore accounts in Swiss francs. The financial industry is also plagued by predatory shareholder lawsuits that often target the exact amount of a company's insurance coverage. These practices are described as part of a broader "theft" occurring within the financial system, complicating the management of significant wealth. Keywords: [private banking](https://search.noagendashow.net/topic/private-banking.md), swiss francs, kidnap insurance, shareholder lawsuits, [sarbanes-oxley](https://search.noagendashow.net/topic/sarbanes-oxley.md) ### European Banking Crisis, Sovereign Wealth Funds - **Episode:** [19: Show Me the Money!](https://search.noagendashow.net/episode/19-show-me-the-money.md) - **Published:** 2008-03-01 - **Time:** 52:34–56:49 - **Transcript:** https://search.noagendashow.net/episode/19-show-me-the-money/chapter/european-banking-crisis-sovereign-wealth-funds.md Major European banks, including Societe Generale and UBS, are facing massive write-offs and leadership resignations. The discussion posits that Sovereign Wealth Funds from China and the Middle East are becoming the primary lenders of last resort. This shift is attributed partly to the regulatory burdens of Sarbanes-Oxley in the US and similar tax changes in the UK. Keywords: societe generale, [ubs](https://search.noagendashow.net/topic/ubs.md), sovereign wealth funds, [china](https://search.noagendashow.net/topic/china.md), [sarbanes-oxley](https://search.noagendashow.net/topic/sarbanes-oxley.md) ### Sarbanes-Oxley Act, Impact on IPO Market - **Episode:** [16: Start Using Canteens](https://search.noagendashow.net/episode/16-start-using-canteens.md) - **Published:** 2008-02-10 - **Time:** 51:44–55:08 - **Transcript:** https://search.noagendashow.net/episode/16-start-using-canteens/chapter/sarbanes-oxley-act-impact-on-ipo-market.md The Sarbanes-Oxley Act is criticized for stifling the technology sector by making public offerings prohibitively expensive and legally risky for directors. This regulatory environment has led to a trend where investment firms privatize companies to "clean up" their numbers away from public scrutiny. There is concern that these firms will eventually swamp the market with IPOs once regulations are loosened, potentially disadvantaging smaller tech startups. Keywords: [sarbanes-oxley](https://search.noagendashow.net/topic/sarbanes-oxley.md), [ipo](https://search.noagendashow.net/topic/ipo.md), [wall street](https://search.noagendashow.net/topic/wall-street.md), [privatization](https://search.noagendashow.net/topic/privatization.md), subprime crisis ### Ron Paul Economic Plan and Sarbanes-Oxley Repeal - **Episode:** [14: Neelis Kroes Is Hot](https://search.noagendashow.net/episode/14-neelis-kroes-is-hot.md) - **Published:** 2008-01-27 - **Time:** 45:15–49:30 - **Transcript:** https://search.noagendashow.net/episode/14-neelis-kroes-is-hot/chapter/ron-paul-economic-plan-and-sarbanes-oxley-repeal.md Ron Paul has released a four-point economic revitalization plan that includes televising Federal Reserve meetings and repealing the Sarbanes-Oxley Act. The discussion argues that Sarbanes-Oxley has damaged the U.S. high-tech sector and driven capital to London by imposing excessive reporting costs and personal liability on CEOs. The act is characterized as a "knee-jerk reaction" to the Enron and MCI scandals that has ultimately hurt the American economy. Keywords: [ron paul](https://search.noagendashow.net/topic/ron-paul.md), [federal reserve](https://search.noagendashow.net/topic/federal-reserve.md), [sarbanes-oxley](https://search.noagendashow.net/topic/sarbanes-oxley.md), [enron](https://search.noagendashow.net/topic/enron.md), [financial regulation](https://search.noagendashow.net/topic/financial-regulation.md), [marketwatch](https://search.noagendashow.net/topic/marketwatch.md) --- This is the markdown version of a page on The No Agenda Show for AI agents. Every public page on this site has one: add `.md` to its URL, or request it with `Accept: text/markdown`. - [Site index for agents (llms.txt)](https://search.noagendashow.net/llms.txt) - [Home](https://search.noagendashow.net/index.md) - [Search transcripts](https://search.noagendashow.net/search.md) - [All episodes](https://search.noagendashow.net/episodes.md) - [Topics](https://search.noagendashow.net/topics.md) - [People](https://search.noagendashow.net/people.md)